Our Services At the Roth Companies, our professionals are here to support you throughout your financial life. Today and tomorrow, our goal is to serve as the experienced team you can turn to at any point for support and guidance. We seek to help you find gaps in your wealth management, identify forward-looking strategies, and create a plan for achieving the prosperity you desire.As our client, we support you with an integrative wealth management process that starts by deeply understanding who you are and the values and goals you care about. From there, we custom tailor the services and strategies that reflect your unique needs. Proactive communication is the backbone of our support. We believe that providing ongoing education and information is key to helping you find confidence in the road ahead.Financial PlanningWe are committed to knowing the various goals you have throughout your life so that we can build a unique, strategic financial plan that evolves with you.Assess Your Short and Long-Term Financial NeedsPrioritize Goals and ObjectivesReview Existing PlansAssess Current Tax StrategiesReview Risk Management StrategiesRetirement PlanningYou can only retire when you have an in-depth plan to guide you. We’ll work to ensure you optimize your retirement strategies in every step.Analyze Retirement GoalsReview Current Retirement-Income SourcesCreate Distribution StrategiesIdentify Retirement-Income Investment OpportunitiesImplement Retirement Savings StrategiesAssess Annuities StrategiesCreate Tax Savings/EfficienciesEstate PlanningTo responsibly manage your legacy, you must protect and preserve your estate. We’ll help you put every piece in place with a coordinated plan.Analyze Estate Planning GoalsCreate Will & Trust StrategiesConduct Liquidity AnalysisCreate Equitable Distribution PlanPlan for Special NeedsIdentify Charitable Giving StrategiesPrepare for Retirement BenefitsAddress Long-Term Care NeedsCoordinate Life Insurance TrustsProtect From Unnecessary Fees and TaxesInvestment ManagementInvesting for your unique financial goals, risk preferences, and time horizon is essential for maximizing your opportunities. We’ll help you create and manage a portfolio that best reflects your investment needs.Assess Risk ToleranceReview Your Asset AllocationCoordinate Asset TransfersManage IRA Accounts/RolloversReview Investment PerformanceMaximize Strategies for Taxable AccountsImplement Investment StrategiesRebalance Portfolio, as neededReview Annuity StrategiesProvide Annuity EducationBusiness PlanningA business is only as financially successful as the planning efforts you put behind it. We’ll help you coordinate all the pieces and ensure you implement strategies that also align with your personal finances.Understanding and Identifying Owner ObjectivesQuantifying Business and Personal Financial ResourcesMaximizing and Protecting Business ValueOwnership Transfers to Third PartiesOwnership Transfers to InsidersBusiness Continuity/Succession PlanPersonal Wealth and Estate PlanningFamily Business PlanningDeferred CompensationBusiness ValuationInsurance AnalysisUsed proactively, insurance is a risk-management strategy that helps you to better protect your estate and assets — while setting up others with the tools they need for their own financial readiness. We can analyze your current coverage and create a plan to help maximize your options.Identify Insurance Coverage Gaps and OpportunitiesDevelop Supplemental Retirement IncomeImplement a Life Insurance Retirement PlanCreate Tax-Free IncomeOptimize Long-Term Care Insurance StrategiesAnalyze Disability Insurance PlansSurvivor Income PlanningWhen one spouse passes away, you need to have financial strategies in place to support this new life phase. We’ll help you protect your loved one’s financial wellness while creating a plan that enables a seamless transition of assets.Identify Survivor Income GoalsAnalyze Current and Future Sources of IncomeImplement Survivor Income StrategiesCharitable PlanningYour philanthropic goals not only reflect your values—they directly relate to the strategies you create for tax-efficiently managing your estate. We’ll help you create a thoughtful charitable plan that takes into account your unique financial goals and tax-strategy needs.Optimize Available Income Tax BenefitsIntegrate Income Tax BenefitsDesign Charitable GiftsSelect the Right Philanthropic VehicleAddress Charitable Remainder Trusts and Charitable Lead TrustsAddress Capital Gains Bypass TrustsSelect Appropriate Assets to Fund Charitable EntityReduce Charitable Trust Capital Gains From Sale of Land, Business, Stocks, etc.Create Wealth Replacement TrustsDesign Life Insurance & Life Estates GiftsTaxwise StrategiesAddressing taxes can be a burdensome topic for many people, yet it’s essential for creating healthy financial outlooks and strategies. No matter your financial goals, we can work with you to strategically address the following tax items:Capital Gain TaxEstate TaxGift TaxRetirement Plan LimitsRequired Minimum DistributionsCharitable Trust Tax BenefitsRetirement Plan TaxesWithdrawals Before Age 59.5Tax DeferralTax DeductionsTax-Advantaged AlternativesTax Strategies for Retirement PlansTax-Free InvestmentsMutual Fund ProfitsTax-Free Insurance Upgrades Free Retirement Guide It's never too soon to start preparing for retirement. But do you know what to look out for? Download our free ebook, "Retire Happy: A Simple Guide to Your Next Big Adventure." First Name Last Name Email Address Thank you! Oops!