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Our Story

We are an independent, client-centered wealth management firm serving successful individuals, families, entrepreneurs and executives with complex financial needs. Our work is rooted in decades of experience and focused on providing thoughtful, advisor-led planning that supports informed decision-making over time.

As an independent firm, our advice is professional and aligned with our advisory clients' best interests—bringing clarity, structure, and long-term perspective to important financial decisions.

Our Firm History
Grounded in Perspective and Planning

The Roth Companies is a wealth management and business advisory firm focused on helping individuals, families and business leaders navigate complexity with clarity and confidence.

Founder, Duane Roth, began his career in 2000 and established The Roth Companies in 2004 with a clear objective: to provide thoughtful, disciplined guidance in an increasingly complex financial environment. From the beginning, the firm was built to serve clients whose financial lives extend beyond any single planning decision.

As families accumulate wealth and responsibilities grow, time becomes limited and financial decisions become more interconnected. In a world shaped by economic, political, and social change, effective planning requires coordination, foresight, and ongoing stewardship—not one-time solutions.

Guided by this perspective, The Roth Companies delivers integrated strategies across wealth, estate, tax and legacy planning, and select business advisory and exit planning engagements. Our work is anchored in preparation, disciplined judgment, and continuity—helping clients make informed decisions today while positioning them for what lies ahead.

The Roth Companies maintains membership in PartnersFinancial, part of NFP—an Aon company—expanding our access to advanced underwriting expertise and national carrier relationships, while preserving the independence of our advisory model.

Our Philosophy

Our philosophy is grounded in service, long-term thinking, and accountability. We work closely with clients to understand what matters most—their priorities, responsibilities, and decision-making dynamics—so advice is informed by context, not assumptions.

We believe effective planning requires transparency, discipline, and coordination across all aspects of a client’s financial life. By bringing structure and clarity to complex decisions, we help clients make informed, sustainable choices that support long-term stability, flexibility, and continuity.

Our Values
The Principles Behind Every Plan

At The Roth Companies, our values shape how we work, how we collaborate, and how we serve our clients. They guide our commitment to teamwork, accountability, and thoughtful problem-solving—helping ensure decisions are made with care, clarity, and purpose.


We hold ourselves to high standards in everything we do, supporting one another as professionals while maintaining an unwavering focus on our clients’ best interests. This shared commitment enables us to deliver disciplined, consistent service built on trust and long-term relationships.

  • We believe leadership begins with service. Guided by humility and accountability, we prioritize the needs of our clients and our team—creating an environment where trust is earned, voices are heard, and people are supported in doing their best work.

  • Excellence is a daily discipline. We pursue precision, consistency, and thoughtful execution in everything we do. Through advanced credentials, ongoing education, and rigorous standards, our team brings both depth of expertise and sound judgment to every client relationship.

  • Integrity guides every decision we make. We act with honesty, independence, and care—placing our advisory clients’ best interests first and holding ourselves accountable to doing what is right, even when it is difficult.

  • No task is completed alone. We believe the best outcomes are achieved through collaboration. Our culture values open communication, mutual respect, and constructive dialogue—within our team and with trusted external partners—to deliver thoughtful, coordinated support for our clients.

  • We embrace innovation with purpose. By remaining curious, adaptable, and willing to challenge convention, we evolve our thinking and our processes to meet changing circumstances—without losing sight of what matters most to our clients.

Considering what comes next?

Discuss your priorities with our team and explore next steps with advisor-led guidance.

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