Broker Check

Who We Serve

The Roth Companies coordinates every piece of your financial life with disciplined guidance and a strategic plan of action.

Every financial decision you make can either support or limit your ability to meet your goals. We apply our expertise to help ensure you are on the right financial path. We provide comprehensive financial services that help individuals, families, and business owners strategically address their wealth management with tax-efficient strategies and create clarity in their decisions.

Pre-Retirees & Retirees

Whether you’re a few years from retiring or have already retired, planning for this life phase takes forethought and support. From our experience, people may think they’ve planned for their financial needs, when in reality, they often have only addressed one piece of the puzzle and have gaps in their retirement planning. When you choose The Roth Companies as your financial team, we’ll help you create sustainable and reliable income streams you won’t outlive—while giving you the ability to enjoy your life today.

Our wealth management services for pre-retirees and retirees will help you focus on the specific strategies you need to meet your goals and minimize your tax burdens. We can help you answer questions such as:

  • Have I clearly outlined all of my retirement goals?
  • How much money do I need each month to support my desired lifestyle?
  • Can I retire at the age I want? And if not, what’s holding me back?
  • Are my income strategies tax efficient?

I want to learn more.

Family Office

We work with families who have sophisticated financial needs to provide one point of contact for your breadth of responsibilities. We will support you with diligent oversight and skilled management over your daily and long-term financial and investment goals. We also coordinate our efforts with your other professional advisors to support united, tax-efficient strategies. Because every family is unique, we pay close attention to your specific goals and needs so you arrive at your desired outcomes.

Our Family Office support includes:

  • Family Management Services
  • Family Governance
  • Financial and Investment Education
  • Philanthropic Coordination
  • Business Succession Planning

In addition, if you’re living with or supporting several generations of family members, you have intricate, complex financial needs that you must address and align. Multigenerational wealth management strategies can help you prepare for your own financial life—while also preparing each generation to continue your legacy.

Our multigenerational financial services can help you answer questions such as:

  • Do my family members understand my values and legacy goals?
  • Do I have adequate insurance protection to help preserve my assets?
  • Have we documented each family member’s financial affairs in case of an emergency?
  • Are my children or grandchildren developing habits for lifelong financial wellness?
  • Am I maximizing my ability to reduce taxes, fees, legal risk, and exposure lawsuit protection?

I want to learn more.

Business Owners & Entrepreneurs

No matter what industry you work in, owning a business brings with it an array of financial obligations and challenges. Our goal is to help ensure you have the tools, resources, and guidance you need, no matter what life stage your business is in. Because of our deep capabilities, we’re able to help business owners with diverse needs protect their assets, align their personal and professional finances, and maximize their opportunities. We also have deep experience supporting succession planning to develop exit strategies that reflect the unique life goals of our clients.

We can serve any business owner who seeks to strengthen their financial strategies and often work with:

  • Farmers
  • Professional Athletes
  • Healthcare Professionals
  • Construction Professionals
  • Technology Professionals

Our financial services for business owners and entrepreneurs can help you answer questions such as:

  • Have I strategically aligned my personal and professional finances?
  • How do I optimize my employee benefits?
  • Do I have adequate insurance coverage?
  • Do I have succession planning and exit strategies in place?
  • Am I effectively managing risk across my operations?
  • Have I optimized my tax reductions?
  • Am I building toward a secure retirement?
  • How do I create a successful transfer of my business?

I want to learn more.